Ethan Wang is a CFA-designated registered investment advisor, based in Malvern, PA, with 6 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ethan is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is investment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
August 2024 - Present · 1 yr 11 mos
Vanguard Advisers, INC.
August 2024 - Present · 1 yr 11 mos
Vanguard Marketing Corporation
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Vanguard Marketing CorporationBroker
December 2017 - August 2022 · 4 yrs 8 mos
State Registrations7 states
CACTDEMDNHPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.