Keating Simons is a registered investment advisor, based in Daniel Island, SC, with 7 years of industry experience.
Location
225 Seven Farms Dr, Ste 106, Daniel Island, SC, 29492
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Keating owns Sweet Grass Digital, LLC, which is an authoring business. There is no activity associated with the LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
August 2021 - August 2023 · 2 yrs
Securian Financial Services, INC.Broker
December 2019 - August 2023 · 3 yrs 8 mos
Coastal Wealth Advisors, LLC
June 2018 - October 2019 · 1 yr 4 mos
State Registrations1 state
SC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.