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Alec Kozuch

Cwm, LLC
8 Years of Experience
Naperville, IL
Broker
View SEC Summary
View SEC Summary

Alec Kozuch is a CFP-designated registered investment advisor at Cwm, LLC, based in Naperville, IL, with 8 years of industry experience. Alec is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2135 City Gate Lane, Suite 460, Naperville, IL, 60563

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alec is an investment advisory representative at CWM, LLC (DBA Carson Partners) since 2020, and a part owner/financial professional at Twenty Two Wealth Management and KFA Partners, LLC (DBA Carson Wealth) since 2023. Each of these roles takes about a full-time commitment.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
July 2020 - Present · 6 yrs 3 mos
Cwm, LLC
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
LPL Financial LLC
August 2019 - July 2020 · 11 mos
LPL Financial LLCBroker
December 2017 - July 2020 · 2 yrs 7 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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