Patricia Davies
Patricia Davies is a registered investment advisor at LPL Financial LLC, based in Frederick, MD, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
401 West Patrick St, Ste 6, Frederick, MD, 21701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patricia is involved in several business activities, including Almacy Investments (DBA for LPL business), Almacy & Co. CPAs PA (as a staff accountant), ABC Holdings (as an insurance producer), and Maryland Financial Group (as an RIA advisor). She spends nearly full-time providing investment advisory services through Maryland Financial Group.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Maryland Financial Group, INC.
LPL Financial LLCBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
State Registrations3 states
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