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Paul Mills

8 Years of Experience
Cape Girardeau, MO
BrokerSells Insurance

Paul Mills is a registered investment advisor, based in Cape Girardeau, MO, with 8 years of industry experience.

Location

8 S. Silver Springs Road, Cape Girardeau, MO, 63703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul works as a registered administrative associate for Cuba Financial Group full-time. He also serves as treasurer for Meadows of Whispering Oaks HOA, a non-profit organization, dedicating minimal time. Paul is also an insurance agent selling fixed, life, health, and P&C insurance products, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
February 2018 - November 2020 · 2 yrs 9 mos
First Allied Securities, INC.Broker
December 2017 - September 2022 · 4 yrs 9 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Mills - Financial Advisor | TrueAdvisor