Dannie Cox is a registered investment advisor, based in Baton Rouge, LA, with 7 years of industry experience.
Location
8550 United Plaza Blvd, Ste 108, Baton Rouge, LA, 70809
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dannie is a member of the board of directors for Valor Gymnastics/Valor Strong Foundation, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 3 mos
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 3 mos
Previous Registrations
Foresters Financial Services, INC.Broker
May 2019 - June 2019 · 1 mo
Foresters Advisory Services, LLC
May 2019 - June 2019 · 1 mo
First Command Advisory Services
April 2018 - March 2019 · 11 mos
First Command Financial Planning, INC.Broker
March 2018 - March 2019 · 1 yr
State Registrations5 states
ARAZLAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.