Kenneth Woo
Kenneth Woo is a registered investment advisor at Woo, Kenneth Wing Kwok, based in Santa Monica, CA, with 6 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Kenneth Woo does not manage investments or client portfolios. He provides financial planning advice, which may include recommendations on securities, but clients implement these recommendations themselves.
Location
Santa Monica, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kenneth is a California Real Estate Broker since 1994 and a licensed insurance agent since 2018. He spends minimal time on each activity, advising on real property and insurance.
Employment History
Current Registrations
Woo, Kenneth Wing Kwok
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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