Andrew Winter is a registered investment advisor, based in Saint Cloud, MN, with 6 years of industry experience.
Location
400 1st Street South, Suite 300, Saint Cloud, MN, 56301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Financial Specialists LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLC
March 2022 - Present · 4 yrs 2 mos
Cetera Advisors LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Financial Specialists LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 1 mo
Cetera Investment Services LLCBroker
December 2019 - Present · 6 yrs 5 mos
Cetera Investment Services LLC
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
First Allied Securities, INC.Broker
March 2022 - September 2022 · 6 mos
Cetera Advisors LLCBroker
December 2019 - February 2021 · 1 yr 2 mos
First Allied Securities, INC.Broker
December 2019 - February 2021 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
December 2019 - February 2021 · 1 yr 2 mos
Cetera Financial Specialists LLCBroker
December 2019 - February 2021 · 1 yr 2 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.