Stephen Vessey is a registered investment advisor, based in Beaver Dam, WI, with 8 years of industry experience.
Location
215 Corporate Drive, Suite B, Beaver Dam, WI, 53916
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is an owner and financial advisor at Killingsworth & Vessey Financial Partners since 2020. This activity takes about half of Stephen's time and occurs during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2020 - Present · 6 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2017 - January 2020 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
November 2017 - January 2020 · 2 yrs 2 mos
State Registrations16 states
AZCACOFLIAILINKSMIMNORSCTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.