DV
DV

Douglas Vásquez

7 Years of Experience
Doral, FL
Broker

Douglas Vásquez is a registered investment advisor at Citigroup Global Markets INC., based in Doral, FL, with 7 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

Loading...

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Citigroup Global Markets INC.
July 2018 - Present · 7 yrs 10 mos
Citigroup Global Markets INC.
March 2018 - Present · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Citi International Financial Services LLCBroker
February 2021 - July 2021 · 5 mos
State Registrations26 states
ARAZCACOCTDCDEFLGAILINMAMDMINCNJNVNYOHPATXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.