Trisha Koontz is a registered investment advisor at Arax Advisory Partners, based in Denver, CO, with 5 years of industry experience. Trisha operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 7,305 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Arax Advisory Partners provides investment management services for an annual fee based on the value of your portfolio. The fee varies depending on the size and complexity of your account and generally ranges from 0.50% to 2% per year. The fee is billed quarterly, either in advance or arrears. Clients may also incur additional fees charged by third parties, such as broker-dealers and custodians.
Location
730 17th Street, Suite 107, Denver, CO, 80202
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Trisha is the Chief Compliance Officer for Summit Wealth Strategies DBA Summit X, a Registered Investment Advisor. She dedicates nearly full-time hours to this role, managing compliance duties, monitoring staff, conducting audits, and handling filings and billing.
Employment History
Current Registrations
Arax Advisory Partners
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Wealth Strategies
Commerce Brokerage Services, INC
Commerce Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.