FU
FU

Fatimah Uthman

7 Years of Experience
Houston, TX
Broker

Fatimah Uthman is a registered investment advisor, based in Houston, TX, with 7 years of industry experience.

Location

2929 Allen Pkwy, Houston, TX, 77019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Corebridge Capital Services, INC.Broker
February 2024 - Present · 2 yrs 3 mos
VALIC Financial Advisors, INC.
January 2024 - Present · 2 yrs 4 mos
VALIC Financial Advisors, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2019 - November 2023 · 4 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2019 - November 2023 · 4 yrs 1 mo
Charles Schwab & CO., INC.
December 2018 - August 2019 · 8 mos
Charles Schwab & CO., INC.Broker
August 2018 - August 2019 · 1 yr
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.