Seth Steele is a registered investment advisor, based in Naperville, IL, with 5 years of industry experience.
Location
2020 Calamos Court, Naperville, IL, 60563
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Calamos Financial Services LLCBroker
April 2024 - Present · 2 yrs 1 mo
Calamos Advisors LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Morgan Stanley
May 2021 - April 2022 · 11 mos
Morgan StanleyBroker
May 2021 - April 2022 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2019 - March 2021 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2018 - March 2021 · 2 yrs 4 mos
State Registrations5 states
ILKYOHPAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.