BR
CFP
BR
CFP

Brian James Rogers

7 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthBusiness OwnersFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
512 clients
Average Client Portfolio
$818K average
Assets Under Management
$419.0M

Fee Structure

Minimum Investment:None
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Location

530 N Koeller St, Oshkosh, WI, 54902

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian coaches his son's soccer team, dedicating a few hours per week. He also serves on the executive board for Winnebago Lutheran Academy, spending minimal time on this activity.

Employment History
Current Registrations
Aegis Financial
August 2019 - Present · 6 yrs 6 mos
Previous Registrations
Private Client Services, LLCBroker
October 2019 - December 2020 · 1 yr 2 mos
Raymond James Financial Services Advisors, INC
March 2018 - October 2019 · 1 yr 7 mos
Raymond James Financial Services, INC.Broker
February 2018 - October 2019 · 1 yr 8 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.
Brian James Rogers - Financial Advisor | TrueAdvisor