Brian Kot
Brian Kot is a registered investment advisor at Cetera Investment Advisers LLC, based in Oakbrook Terrace, IL, with 7 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1801 S. Meyers Road, Suite 300, Oakbrook Terrace, IL, 60181
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is a CPA at Cray, Kaiser LTD since 2003, focusing on assurance, tax compliance, and business consulting, dedicating about a quarter of his time. He also serves as Treasurer for the Harris Farm Homeowners Association, spending minimal time on this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.