Tyler Bailey is a registered investment advisor, based in San Ramon, CA, with 7 years of industry experience.
Location
2633 Camino Ramon, Suite 200, San Ramon, CA, 94583
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tyler is an associate/employee at Summit Financial Group, responsible for financial planning work, client onboarding, and client service tasks. This takes about half of Tyler's time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
October 2022 - May 2023 · 7 mos
Securian Financial Services, INC.Broker
October 2022 - May 2023 · 7 mos
Ameriprise Financial Services, LLC
April 2021 - October 2022 · 1 yr 6 mos
Ameriprise Financial Services, LLCBroker
April 2021 - October 2022 · 1 yr 6 mos
Morgan Stanley
October 2019 - March 2021 · 1 yr 5 mos
Morgan StanleyBroker
October 2019 - March 2021 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2018 - October 2019 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2018 - October 2019 · 1 yr 2 mos
State Registrations12 states
AZCADEFLIDMDNVOHORTNUTVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.