Susan Raeisi is a registered investment advisor, based in Malvern, PA, with 6 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Advisers, INC.
July 2025 - Present · 10 mos
Vanguard Marketing CorporationBroker
July 2025 - Present · 10 mos
Vanguard Marketing Corporation
July 2025 - Present · 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2024 - June 2025 · 1 yr 3 mos
Wells Fargo Advisors
March 2024 - June 2025 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2023 - March 2024 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2023 - March 2024 · 9 mos
Citigroup Global Markets INC.
July 2020 - June 2023 · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
December 2019 - June 2023 · 3 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.