CP
CP

Clark Pietromonaco

3 Years of Experience
El Dorado Hills, CA
Broker

Clark Pietromonaco is a registered investment advisor at Figure Investment Advisors, LLC, based in El Dorado Hills, CA, with 3 years of industry experience. Clark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $140M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
5 clients
Average Client Portfolio
$27.1M average
Assets Under Management
$135.7M

Fee Structure

Minimum Investment:$0.01
Investment management only (planning not offered)

Figure Investment Advisors manages investments for private funds and registered investment companies. The annual management fee is a percentage of the fund's assets. For example, the fee for Figure REIT, Inc. is 1.00% per year, charged quarterly. The fee for Figure Certificate Company is 0.15% per year, charged monthly. These fees are negotiable.

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Location

El Dorado Hills, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Clark is employed by Figure Markets Holdings, Inc. (FMHI), the ultimate parent company of Figure Securities, Inc. (FSI), and may perform limited functions for FMHI or its subsidiaries, which does not interfere with his FSI responsibilities.

Employment History
Current Registrations
Figure Investment Advisors, LLC
August 2023 - Present · 2 yrs 9 mos
Figure Securities, INC.
August 2023 - Present · 2 yrs 9 mos
Figure Securities, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Figure Securities, INC.Broker
October 2022 - July 2023 · 9 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Clark Pietromonaco - Financial Advisor | TrueAdvisor