Joann Regan
Joann Regan is a registered investment advisor at Fsg Financial Services, INC., based in Sun City, AZ, with 8 years of industry experience. Joann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 163 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.35% |
The total fee consists of an advisory fee of up to 1% plus a sub-advisor fee of 0.35%, for a combined total of up to 1.35% annually. Fees may be negotiable based on historical relationships, asset types, and account size.
Fee Estimator
Location
10001 W. Bell Road, Suite 148, Sun City, AZ, 85351
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2002Other Business ActivitiesSells Insurance
Joann is the President and Insurance Agent for FSG of Nevada, LLC and Financial Security Group of AZ, Inc., spending about 10-20% of her time on each, selling insurance products and services. She is also the President and Owner of FSG Tax Advisors, Inc., spending about 10% of her time providing tax preparation and resolution services.
Employment History
Current Registrations
Fsg Financial Services, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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