Sally Nicoli is a registered investment advisor, based in Johns Island, SC, with 7 years of industry experience.
Location
Johns Island, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sally works as a salesperson for EXP Realty, a real estate company, dedicating a few hours per week to this activity since April 2023. This activity is not investment-related.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
November 2023 - Present · 2 yrs 6 mos
Cetera Investment Advisers LLC
November 2023 - Present · 2 yrs 6 mos
Cetera Financial Specialists LLC
November 2023 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.
May 2023 - November 2023 · 6 mos
Raymond James & Associates, INC.Broker
May 2023 - November 2023 · 6 mos
Cetera Investment Services LLCBroker
October 2018 - April 2023 · 4 yrs 6 mos
Cetera Investment Advisers LLC
October 2018 - April 2023 · 4 yrs 6 mos
Edward JonesBroker
August 2018 - September 2018 · 1 mo
Edward Jones
July 2018 - September 2018 · 2 mos
Taylor, Cottrill, Erickson and Associates, INC.
February 2018 - April 2018 · 2 mos
State Registrations7 states
ILMAMDNCNHSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.