CB
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Chase Baccus

8 Years of Experience
Elizabeth city, NC
BrokerSells Insurance

Chase Baccus is a registered investment advisor, based in Elizabeth city, NC, with 8 years of industry experience.

Location

1406 W Ehringhaus St., Elizabeth city, NC, 27909

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chase is an independent insurance agent for various independent insurance companies, dedicating a few hours per week. He is also an advisory representative of a Registered Investment Advisor, spending about half of his time in this role.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2021 - Present · 5 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Lincoln Financial Securities Corporation
January 2018 - April 2021 · 3 yrs 3 mos
Lincoln Financial Securities CorporationBroker
January 2018 - April 2021 · 3 yrs 3 mos
State Registrations25 states
AKCACOCTFLGAHIINKSKYLAMDMOMSNCNJNYOHOKPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chase Baccus - Financial Advisor | TrueAdvisor