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Austen Horn

7 Years of Experience
Tampa, FL

Austen Horn is a registered investment advisor at Fisher Investments, based in Tampa, FL, with 7 years of industry experience. Austen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 199,922 clients with $390B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2683 advisors
Number of Clients
199,922 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$386.7B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)

Fisher Investments primarily serves institutional clients. The firm's fee structure varies depending on the investment strategy and the amount invested. Fees are calculated as a percentage of the assets managed. For some strategies, there is also a performance-based fee. Fees may be negotiable for higher asset levels. Fisher Investments also manages retirement plans, with fees up to 0.80% of assets managed.

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Location

3109 W Dr. Martin Luther King Blvd, Suite 600, Tampa, FL, 33607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Fisher Investments
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Citizens Securities, INC.
May 2021 - December 2023 · 2 yrs 7 mos
Citizens Securities, INC.Broker
May 2021 - December 2023 · 2 yrs 7 mos
Verity Asset Management
November 2019 - May 2021 · 1 yr 6 mos
Verity Investments, INC.Broker
November 2019 - May 2021 · 1 yr 6 mos
Bankers Life Securities, INC.Broker
July 2019 - October 2019 · 3 mos
Bankers Life Advisory Services, INC.
July 2019 - October 2019 · 3 mos
Stratos Wealth Partners, LTD
January 2019 - June 2019 · 5 mos
LPL Financial LLCBroker
January 2019 - July 2019 · 6 mos
TD Ameritrade, INC.
October 2018 - December 2018 · 2 mos
TD Ameritrade Investment Management, LLC
October 2018 - December 2018 · 2 mos
TD Ameritrade, INC.Broker
January 2018 - December 2018 · 11 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.