Katie Thornton is a registered investment advisor, based in McLean, VA, with 1 years of industry experience.
Location
8300 Greensboro Drive, #17, McLean, VA, 20191
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Katie operates HUB Retirement and Wealth Management as a DBA for her LPL business. She also works full-time for HUB International in a non-investment related role since 2018.
Employment History
Current Registrations
HUB International Investment Services INC.
March 2025 - Present · 1 yr 2 mos
Global Retirement Partners LLC
March 2025 - Present · 1 yr 2 mos
HUB International Investment Services INC.Broker
March 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs
State Registrations5 states
CADCFLMDVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.