Erika Osbeck is a registered investment advisor, based in Middletown, CT, with 6 years of industry experience.
Location
315 Main Street, 1st Floor, Middletown, CT, 06457
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Erika works for Liberty Bank in two capacities: as support staff for Liberty Bank Investment Services (non-owner) and as a bank employee for Liberty Bank. The bank employee role is investment-related and takes nearly all of Erika's time, while the support staff role requires minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.