TrueAdvisor
TrueAdvisor
DG
DG

Derek William Gross

Piper Sandler & CO.
5 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Piper Sandler & CO.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B

Location

1251 Avenue of the Americas, 6th Floor, New York, NY, 10020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
October 2024 - Present · 1 yr 4 mos
Piper Sandler & CO.
October 2024 - Present · 1 yr 4 mos
Piper Sandler & CO.Broker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Citigroup Global Markets INC.
November 2020 - October 2024 · 3 yrs 11 mos
Citi Private Advisory, LLCBroker
October 2020 - June 2022 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
September 2020 - October 2024 · 4 yrs 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.