TrueAdvisor
TrueAdvisor
KT
KT

Kevin J Truckly

Guggenheim Funds Distributors, LLC
4 Years of Experience
Broker
View SEC Summary
View SEC Summary
Guggenheim Funds Distributors, LLC
Compensation
Fee-Only (AUM)
Firm Size
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B

Location

One Bryant Park, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Guggenheim Funds Distributors, LLCBroker
August 2025 - Present · 6 mos
Guggenheim Investments
August 2025 - Present · 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2023 - July 2025 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2023 - July 2025 · 1 yr 8 mos
Natixis Advisors, LLC
September 2021 - March 2023 · 1 yr 6 mos
Natixis Distribution, LLCBroker
September 2021 - March 2023 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2020 - August 2021 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2020 - August 2021 · 1 yr 1 mo
State Registrations5 states
DEMDNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.