DM
DM

Davis Moeckel

7 Years of Experience
Clifton Park, NY
Broker

Davis Moeckel is a registered investment advisor at Cetera Investment Advisers LLC, based in Clifton Park, NY, with 7 years of industry experience. Davis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6 Executive Park Drive Suite A, Clifton Park, NY, 12065

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Davis is self-employed in an office cleaning service and works as an administrative assistant for Empire Asset Management Group. He also works as a financial professional for CCR Wealth Management and a client services coordinator for both Abelson and Company, LLC and Empire Asset Management Group of Western NY.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Cetera Advisors LLC
October 2023 - March 2024 · 5 mos
Cetera Advisor Networks LLCBroker
June 2018 - November 2024 · 6 yrs 5 mos
State Registrations16 states
ARAZCAFLGAMAMDNCNJNYOHORPASCTNVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.