SF
SF

Stephen Fonseca

7 Years of Experience
New York, NY
Broker

Stephen Fonseca is a registered investment advisor at Morgan Stanley, based in New York, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1 New York Plaza, Wm Ops, New York, NY, 10004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen is a board member of the Asbury Park Homeowners Association and owns real estate. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
Morgan Stanley
June 2018 - Present · 8 yrs 1 mo
Morgan StanleyBroker
April 2018 - Present · 8 yrs 3 mos
Morgan Stanley
April 2018 - Present · 8 yrs 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Fonseca - Financial Advisor | TrueAdvisor