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Austin Garcia

7 Years of Experience
Mears, MI
BrokerSells Insurance

Austin Garcia is a registered investment advisor at Cetera Investment Advisers LLC, based in Mears, MI, with 7 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin is the Vice President of Hart Rotary, a fixed insurance consultant for JBC Companies, and a board member for Shelby Optimist and the Silver Lake Sand Dunes Area Chamber of Commerce. He also sells property and casualty insurance for Farm Bureau.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
January 2023 - Present · 3 yrs 4 mos
Cetera Investment Advisers LLC
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Investment Services LLCBroker
December 2020 - December 2022 · 2 yrs
Cetera Investment Advisers LLC
December 2020 - December 2022 · 2 yrs
Edward Jones
April 2018 - December 2020 · 2 yrs 8 mos
Edward JonesBroker
March 2018 - December 2020 · 2 yrs 9 mos
State Registrations4 states
FLMINVTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.