Caleb Ulmer is a CFP-designated registered investment advisor, based in Marion, OH, with 6 years of industry experience.
Location
107 N Main Street, Suite 202, Marion, OH, 43302
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Caleb is a board member of Avita Foundation, which supports the Avita Health System. He spends minimal time on this activity, primarily helping organize events and attending quarterly board meetings.
Employment History
Current Registrations
Sanctuary Advisors, LLC
October 2024 - Present · 1 yr 7 mos
Sanctuary Securities, INC.Broker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2019 - August 2023 · 4 yrs 5 mos
Raymond James Financial Services, INC.Broker
March 2019 - August 2023 · 4 yrs 5 mos
The Huntington Investment CompanyBroker
July 2018 - February 2019 · 7 mos
AXA Advisors, LLCBroker
April 2018 - May 2018 · 1 mo
State Registrations2 states
OHTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.