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Michael Wasik

6 Years of Experience
Florham Park, NJ
1 DisclosureBrokerSells Insurance

Michael Wasik is a registered investment advisor at Park Avenue Securities LLC, based in Florham Park, NJ, with 6 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

25B Vreeland Road, Suite 300, Florham Park, NJ, 07932

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History

Regulatory History (1)
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Criminal
October 2016
Final Disposition
Other Business ActivitiesSells Insurance

Michael sells insurance outside of Guardian since December 2023, dedicating a few hours per week. This activity is investment-related.

Employment History
Current Registrations
Park Avenue Securities LLC
September 2023 - Present · 2 yrs 8 mos
Park Avenue Securities LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Bleakley Financial Group, LLC
July 2022 - August 2023 · 1 yr 1 mo
Private Advisor Group, LLC
November 2021 - July 2022 · 8 mos
LPL Financial LLCBroker
February 2020 - August 2023 · 3 yrs 6 mos
State Registrations23 states
AZCACOCTDEFLKYLAMAMDMTNCNDNENJNYOHOKPATNWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.