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Emma Lalley

5 Years of Experience
Bethesda, MD
Broker

Emma Lalley is a registered investment advisor at Raymond James & Associates, INC., based in Bethesda, MD, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

7501 Wisconsin Ave., Suite 740W, Bethesda, MD, 20814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - March 2023 · 10 mos
Steward Partners Investment Advisory, LLC
May 2021 - March 2023 · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
January 2021 - May 2022 · 1 yr 4 mos
State Registrations23 states
CACODCDEFLGAHIILINMDMNMOMSNCNVNYOHPASCTXVAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.