Joan Tsuei is a registered investment advisor, based in Irvine, CA, with 6 years of industry experience.
Location
9870 Research Drive, Irvine, CA, 92618
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joan is an IAR doing business as Cooper McManus, spending nearly full-time on trading. She is also an independent insurance agent for various companies, dedicating a few hours per week.
Employment History
Current Registrations
Cambridge Investment Research, INC.
November 2024 - Present · 1 yr 6 mos
Cooper Mcmanus
November 2024 - Present · 1 yr 6 mos
Cambridge Investment Research, INC.Broker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2019 - November 2024 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2019 - November 2024 · 5 yrs 2 mos
State Registrations31 states
AZCACOCTDCFLGAHIIDILMAMDMEMIMNNCNHNJNVNYOKORPASCSDTNTXUTVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.