Rishabh Jain is a registered investment advisor at Cetera Investment Advisers LLC, based in Gurugram, with 7 years of industry experience. Rishabh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Plot #22A Udyong Vihar, Gurugram, 122015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLC
November 2018 - Present · 7 yrs 6 mos
Cetera Wealth Services, LLC
November 2018 - Present · 7 yrs 6 mos
Cetera Investment Services LLC
November 2018 - Present · 7 yrs 6 mos
Cetera Advisors LLCBroker
November 2018 - Present · 7 yrs 6 mos
Cetera Wealth Services, LLCBroker
November 2018 - Present · 7 yrs 6 mos
Cetera Investment Services LLCBroker
November 2018 - Present · 7 yrs 6 mos
Cetera Financial Specialists LLCBroker
April 2018 - Present · 8 yrs 1 mo
Cetera Financial Specialists LLC
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2021 - June 2023 · 2 yrs 2 mos
First Allied Securities, INC.Broker
November 2018 - September 2022 · 3 yrs 10 mos
Summit Brokerage Services, INC.Broker
November 2018 - December 2019 · 1 yr 1 mo
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.