TrueAdvisor
TrueAdvisor
MK
MK

Marie Gilman Klein

Morgan Stanley Investment Management INC.
7 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Morgan Stanley Investment Management INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
21,920 clients
Average Client Portfolio
$28.2M average
Assets Under Management
$619.2B

Fee Structure

Financial Planning:Investment management only

Location

1585 Broadway, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley Investment Management INC.
February 2022 - Present · 4 yrs
Eaton Vance Distributors, INC.Broker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Morgan Stanley Distribution, INC.Broker
November 2019 - January 2022 · 2 yrs 2 mos
Morgan Stanley Investment Management INC.
November 2019 - January 2022 · 2 yrs 2 mos
John Hancock Advisers, LLC
November 2018 - October 2019 · 11 mos
Manulife Asset Management (US) LLC
July 2018 - November 2018 · 4 mos
John Hancock Investment Management Distributors LLCBroker
March 2018 - October 2019 · 1 yr 7 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.