HY
CFP
HY
CFP

Hongmei Yu

7 Years of Experience
Plano, TX
Broker

Hongmei Yu is a CFP-designated registered investment advisor, based in Plano, TX, with 7 years of industry experience.

Location

7900 Windrose Avenue, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hongmei is an employee of The Vanguard Group, Inc.

Employment History
Current Registrations
Vanguard Marketing Corporation
March 2022 - Present · 4 yrs 2 mos
Vanguard Advisers, INC.
March 2022 - Present · 4 yrs 2 mos
Vanguard Marketing CorporationBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - January 2022 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - January 2022 · 3 yrs 10 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.