Derek Schroder is a registered investment advisor, based in Cedar Rapids, IA, with 7 years of industry experience.
Location
4800 N River Blvd Ne, Suite 100, Cedar Rapids, IA, 52411
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Raymond James Financial Services Advisors, INC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Nylife Securities LLCBroker
July 2018 - February 2024 · 5 yrs 7 mos
State Registrations33 states
AKALARAZCACOFLGAHIIAILINKSKYMAMDMIMONCNENHNMNVOHOKRISCSDTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.