Stafford Lawrence
Stafford Lawrence is a registered investment advisor at Flaharty Asset Management, LLC, based in Punta Gorda, FL, with 7 years of industry experience. Stafford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,130 clients with $900M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Flaharty Asset Management charges a percentage of the assets they manage for investment management services, up to a maximum of 2.00% annually. The exact fee is negotiated with each client based on the size, complexity, and nature of their portfolio. Fees are charged quarterly in advance.
Location
122 Nesbit Street, Suite 112, Punta Gorda, FL, 33950
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2025Judgment / Lien
July 2008Other Business Activities
Stafford operates Flaherty Asset Management as a DBA for his LPL business and as a Registered Investment Advisor. He dedicates full-time hours to providing investment advisory services through this independent firm, which is separate from LPL Financial.
Employment History
Current Registrations
Flaharty Asset Management, LLC
LPL Financial LLCBroker
Previous Registrations
Flaharty Asset Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.