JD
JD

James Digiuseppe

8 Years of Experience
Los Angeles, CA
Broker

James Digiuseppe is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
March 2025 - Present · 1 yr 2 mos
Capital Client Group, INC.
November 2022 - Present · 3 yrs 6 mos
Capital Client Group, INC.Broker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wellington Funds Distributors INC.Broker
February 2018 - November 2022 · 4 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.