Jake Alexis is a registered investment advisor, based in Laguna Niguel, CA, with 6 years of industry experience.
Location
Laguna Niguel, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citi Private Alternatives, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Citi Private Alternatives, LLC
February 2024 - Present · 2 yrs 3 mos
Citigroup Global Markets INC.
July 2022 - Present · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
July 2022 - Present · 3 yrs 10 mos
Citigroup Global Markets INC.
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Morgan Stanley
October 2020 - March 2021 · 5 mos
Morgan StanleyBroker
October 2020 - March 2021 · 5 mos
RBC Capital Markets, LLC
September 2018 - September 2020 · 2 yrs
RBC Capital Markets, LLCBroker
May 2018 - September 2020 · 2 yrs 4 mos
State Registrations53 states
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Exams
No exam information available for this advisor.