Nicholas Batten
Nicholas Batten is a registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 7 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5200 77 Center Drive, Suite 330, Charlotte, NC, 28217
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a co-owner of CNL Management, LLC, which manages rental property. The LLC is owned with his brother and father.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Foresters Financial Services, INC.Broker
State Registrations2 states
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