Chase Bertrand is a registered investment advisor, based in Austin, TX, with 7 years of industry experience.
Location
3711 S Mopac Expy, Suite 150, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chase is a Vice President & Investment Adviser Representative at 49 Financial, spending full-time engaging with clients to create financial plans. Chase also works as an insurance agent, dedicating about half of their time to serving clients through fixed insurance, and is a Registered Representative with Oakwood Capital Securities, spending over full-time overseeing a team and selling registered variable products.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
49 Financial
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
AXA Advisors, LLCBroker
State Registrations16 states
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