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Emma Smith

7 Years of Experience
Atlanta, GA
Broker

Emma Smith is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3050 Peachtree Road, Nw, Suite 600, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2025 - Present · 7 mos
Raymond James & Associates, INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
John Hancock Investment Management LLC
September 2021 - August 2025 · 3 yrs 11 mos
John Hancock Investment Management Distributors LLCBroker
September 2021 - August 2025 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2020 - September 2021 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2020 - September 2021 · 1 yr 5 mos
Morgan StanleyBroker
July 2019 - April 2020 · 9 mos
Morgan Stanley
July 2019 - April 2020 · 9 mos
Charles Schwab & CO., INC.
October 2018 - July 2019 · 9 mos
Charles Schwab & CO., INC.Broker
September 2018 - July 2019 · 10 mos
State Registrations2 states
GAOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.