Nicholas Rice
Nicholas Rice is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Flower Mound, TX, with 5 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
1013 Long Prairie Road, Suite 102, Flower Mound, TX, 75022
Get directionsHistory
Regulatory History (2)
Financial
June 2022Financial
September 2021Other Business ActivitiesSells Insurance
Nicholas is a committee member at Belmont Country Club, dedicating minimal time to this role. He also sells fixed insurance, spending minimal time on this investment-related activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Nylife Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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