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Gustavo Gaspar

6 Years of Experience
Richmond, TX
Broker

Gustavo Gaspar is a registered investment advisor, based in Richmond, TX, with 6 years of industry experience.

Location

Richmond, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empower Financial Services, INC.Broker
August 2025 - Present · 9 mos
Empower Financial Services, INC.
August 2025 - Present · 9 mos
Empower Advisory Group, LLC
August 2025 - Present · 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2019 - March 2024 · 4 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2018 - March 2024 · 5 yrs 10 mos
State Registrations45 states
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Exams
No exam information available for this advisor.