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Sylvie Thomas

7 Years of Experience
Seattle, WA
Broker

Sylvie Thomas is a registered investment advisor at Wells Fargo Advisors, based in Seattle, WA, with 7 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1201 Third Ave, Ste 3090, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sylvie is a notary public in Washington state and owns Sylvie Thomas, LLC. She also has 20% ownership in 1201 Investment Management LLC, dedicating full-time hours to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2019 - Present · 7 yrs 4 mos
Wells Fargo Advisors
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2018 - January 2019 · 4 mos
Wells Fargo Clearing Services, LLCBroker
July 2018 - January 2019 · 6 mos
State Registrations22 states
AKAZCACOFLGAIDILMAMIMNMTNENJNVNYORPASCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.