Bradley Poertner is a registered investment advisor, based in Concord, CA, with 7 years of industry experience.
Location
1655 Grant Street, 10th Floor, Concord, CA, 94520-2445
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2016Final
Other Business Activities
Bradley works full-time as a regional consultant for AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This employment began in December 2017.
Employment History
Current Registrations
Assetmark Brokerage, LLC
May 2018 - Present · 8 yrs
Assetmark Brokerage, LLCBroker
May 2018 - Present · 8 yrs
Assetmark, INC.
March 2018 - Present · 8 yrs 2 mos
State Registrations5 states
IAMNNDSDWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.