Sallie Doty is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Pierre, SD, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

208 W. Capitol Ave., Pierre, SD, 57501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sallie is an author reviewing products for two companies, receiving compensation in the form of products. She is also the sole owner member of Doty Financial, LLC, but spends minimal time on these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2021 - Present · 5 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
American Portfolios Financial Services, INC.Broker
April 2018 - January 2021 · 2 yrs 9 mos
State Registrations22 states
AZCACOFLIAILINKSLAMNMOMSNDNENYOHORSDTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.