NB
NB

Nicholas Paul Boero

4 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
1,278 clients
Average Client Portfolio
$266K average
Assets Under Management
$340.2M

Fee Structure

Financial Planning:Investment management only
Loading...

Location

1640 East Cypress, Suite A, Redding, CA, 96002

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas provides investment advisory services through Rubicon Advisors, spending nearly full-time on this activity. He also has a business entity for tax/investment purposes and a DBA for his LPL business, dedicating minimal time and about 10-20% of his time respectively.

Employment History
Current Registrations
Rubicon Advisors
July 2022 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
LPL Financial LLC
June 2022 - June 2022 · 0 mos
State Registrations16 states
AKARAZCAFLIAIDMTNMNVOHORSDTXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Nicholas Paul Boero - Financial Advisor | TrueAdvisor