JM
JM
Jaquam Morris is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Charlotte, NC
Get directionsHistory
Regulatory History (1)
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Criminal
August 2005Final Disposition
Employment History
Current Registrations
LPL Financial LLC
February 2024 - Present · 2 yrs 3 mos
LPL Financial LLC
January 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Pfm Fund Distributors, INC.Broker
November 2022 - December 2023 · 1 yr 1 mo
Vanguard Advisers, INC.
October 2021 - October 2022 · 1 yr
Vanguard Marketing CorporationBroker
October 2021 - October 2022 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2020 - September 2021 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2020 - September 2021 · 1 yr 8 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.